Discourses on Livy

I.31–45. Book I, Chapters 31–45

1 h 9 min
Section summary

Machiavelli turns to Rome’s emergency institutions and their abuse. The dictatorship, granted by law for a short term and a single crisis, never harmed Rome; the danger lies in power usurped or prolonged. The decemvirate shows the opposite case: unlimited power given for a long term, which Appius Claudius turned into tyranny until the murder of Verginia and the plebs’ secession ended it. Along the way he treats the agrarian law and the Gracchi, mercenaries and citizen soldiers, how irresolute republics fail (Florence before Borgia and the French), temporizing with rising citizens like Cosimo de’ Medici, and Savonarola’s broken law of appeal.

Chapter XXXI.—That the Roman Captains were never punished with extreme severity for Misconduct; and where loss resulted to the Republic merely through their Ignorance or Want of Judgment, were not punished at all.

1

The Romans were not only, as has been said above, less ungrateful than other republics, but were also more lenient and more considerate than others in punishing the captains of their armies. For if these erred of set purpose, they chastised them with gentleness; while if they erred through ignorance, so far from punishing, they even honoured and rewarded them. And this conduct was well considered. For as they judged it of the utmost moment, that those in command of their armies should, in all they had to do, have their minds undisturbed and free from external anxieties, they would not add further difficulty and danger to a task in itself both dangerous and difficult, lest none should ever be found to act with valour. For supposing them to be sending forth an army against Philip of Macedon in Greece, or against Hannibal in Italy, or against any other enemy at whose hands they had already sustained reverses, the captain in command of that expedition would be weighted with all the grave and important cares which attend such enterprises. But if to all these cares, had been added the example of Roman generals crucified or otherwise put to death for having lost battles, it would have been impossible for a commander surrounded by so many causes for anxiety to have acted with vigour and decision. For which reason, and because they thought that to such persons the mere ignominy of defeat was in itself punishment enough, they would not dishearten their generals by inflicting on them any heavier penalty.

2

Of errors committed not through ignorance, the following is an instance. Sergius and Virginius were engaged in the siege of Veii, each being in command of a division of the army, and while Sergius was set to guard against the approach of the Etruscans, it fell to Virginius to watch the town. But Sergius being attacked by the Faliscans and other tribes, chose rather to be defeated and routed than ask aid from Virginius, who, on his part, awaiting the humiliation of his rival, was willing to see his country dishonoured and an army destroyed, sooner than go unasked to his relief. This was notable misconduct, and likely, unless both offenders were punished, to bring discredit on the Roman name. But whereas another republic would have punished these men with death, the Romans were content to inflict only a money fine: not because the offence did not in itself deserve severe handling, but because they were unwilling, for the reasons already given, to depart in this instance from their ancient practice.

3

Of errors committed through ignorance we have no better example than in the case of Varro, through whose rashness the Romans were defeated by Hannibal at Cannæ, where the republic well-nigh lost its liberty. But because he had acted through ignorance and with no evil design, they not only refrained from punishing him, but even treated him with distinction; the whole senate going forth to meet him on his return to Rome, and as they could not thank him for having fought, thanking him for having come back, and for not having despaired of the fortunes of his country.

4

Again, when Papirius Cursor would have had Fabius put to death, because, contrary to his orders, he had fought with the Samnites, among the reasons pleaded by the father of Fabius against the persistency of the dictator, he urged that never on the occasion of the defeat of any of their captains had the Romans done what Papirius desired them to do on the occasion of a victory.

Chapter XXXII.—That a Prince or Commonwealth should not delay conferring Benefits until they are themselves in difficulties.

5

The Romans found it for their advantage to be generous to the commons at a season of danger, when Porsenna came to attack Rome and restore the Tarquins. For the senate, apprehending that the people might choose rather to take back their kings than to support a war, secured their adherence by relieving them of the duty on salt and of all their other burthens; saying that “the poor did enough for the common welfare in rearing their offspring.” In return for which indulgence the commons were content to undergo war, siege, and famine. Let no one however, relying on this example, delay conciliating the people till danger has actually come; or, if he do, let him not hope to have the same good fortune as the Romans. For the mass of the people will consider that they have to thank not him, but his enemies, and that there is ground to fear that when the danger has passed away, he will take back what he gave under compulsion, and, therefore, that to him they lie under no obligation. And the reason why the course followed by the Romans succeeded, was that the State was still new and unsettled. Besides which, the people knew that laws had already been passed in their favour, as, for instance, the law allowing an appeal to the tribunes, and could therefore persuade themselves that the benefits granted them proceeded from the good-will entertained towards them by the senate, and were not due merely to the approach of an enemy. Moreover, the memory of their kings, by whom they had in many ways been wronged and ill-treated, was still fresh in their minds. But since like conditions seldom recur, it can only rarely happen that like remedies are useful. Wherefore, all, whether princes or republics, who hold the reins of government, ought to think beforehand of the adverse times which may await them, and of what help they may then stand in need; and ought so to live with their people as they would think right were they suffering under any calamity. And, whosoever, whether prince or republic, but prince more especially, behaves otherwise, and believes that after the event and when danger is upon him he will be able to win men over by benefits, deceives himself, and will not merely fail to maintain his place, but will even precipitate his downfall.

Chapter XXXIII.—When a Mischief has grown up in, or against a State, it is safer to temporize with it than to meet it with Violence.

6

As Rome grew in fame, power, and dominion, her neighbours, who at first had taken no heed to the injury which this new republic might do them, began too late to see their mistake, and desiring to remedy what should have been remedied before, combined against her to the number of forty nations. Whereupon the Romans, resorting to a method usual with them in seasons of peril, appointed a dictator; that is, gave power to one man to decide without advice, and carry out his resolves without appeal. Which expedient, as it then enabled them to overcome the dangers by which they were threatened, so always afterwards proved most serviceable, when, at any time during the growth of their power, difficulties arose to embarrass their republic.

7

In connection with this league against Rome we have first to note, that when a mischief which springs up either in or against a republic, and whether occasioned by internal or external causes, has grown to such proportions that it begins to fill the whole community with alarm, it is a far safer course to temporize with it than to attempt to quell it by violence. For commonly those who make this attempt only add fuel to the flame, and hasten the impending ruin. Such disorders arise in a republic more often from internal causes than external, either through some citizen being suffered to acquire undue influence, or from the corruption of some institution of that republic, which had once been the life and sinew of its freedom; and from this corruption being allowed to gain such head that the attempt to check it is more dangerous than to let it be. And it is all the harder to recognize these disorders in their beginning, because it seems natural to men to look with favour on the beginnings of things. Favour of this sort, more than by anything else, is attracted by those actions which seem to have in them a quality of greatness, or which are performed by the young. For when in a republic some young man is seen to come forward endowed with rare excellence, the eyes of all the citizens are at once turned upon him, and all, without distinction, concur to do him honour; so that if he have one spark of ambition, the advantages which he has from nature, together with those he takes from this favourable disposition of men’s minds, raise him to such a pitch of power, that when the citizens at last see their mistake it is almost impossible for them to correct it; and when they do what they can to oppose his influence the only result is to extend it. Of this I might cite numerous examples, but shall content myself with one relating to our own city.

8

Cosimo de’ Medici, to whom the house of the Medici in Florence owes the origin of its fortunes, acquired so great a name from the favour wherewith his own prudence and the blindness of others invested him, that coming to be held in awe by the government, his fellow-citizens deemed it dangerous to offend him, but still more dangerous to let him alone. Nicolò da Uzzano, his cotemporary, who was accounted well versed in all civil affairs, but who had made a first mistake in not discerning the dangers which might grow from the rising influence of Cosimo, would never while he lived, permit a second mistake to be made in attempting to crush him; judging that such an attempt would be the ruin of the State, as in truth it proved after his death. For some who survived him, disregarding his counsels, combined against Cosimo and banished him from Florence. And so it came about that the partisans of Cosimo, angry at the wrong done him, soon afterwards recalled him and made him prince of the republic, a dignity he never would have reached but for this open opposition. The very same thing happened in Rome in the case of Cæsar. For his services having gained him the good-will of Pompey and other citizens, their favour was presently turned to fear, as Cicero testifies where he says that “it was late that Pompey began to fear Cæsar.” This fear led men to think of remedies, and the remedies to which they resorted accelerated the destruction of the republic.

9

I say, then, that since it is difficult to recognize these disorders in their beginning, because of the false impressions which things produce at the first, it is a wiser course, when they become known, to temporize with them than to oppose them; for when you temporize, either they die out of themselves, or at any rate the injury they do is deferred. And the prince who would suppress such disorders or oppose himself to their force and onset, must always be on his guard, lest he help where he would hinder, retard when he would advance, and drown the plant he thinks to water. He must therefore study well the symptoms of the disease; and, if he believe himself equal to the cure, grapple with it fearlessly; if not, he must let it be, and not attempt to treat it in any way. For, otherwise, it will fare with him as it fared with those neighbours of Rome, for whom it would have been safer, after that city had grown to be so great, to have sought to soothe and restrain her by peaceful arts, than to provoke her by open war to contrive new means of attack and new methods of defence. For this league had no other effect than to make the Romans more united and resolute than before, and to bethink themselves of new expedients whereby their power was still more rapidly advanced; among which was the creation of a dictator; for this innovation not only enabled them to surmount the dangers which then threatened them, but was afterwards the means of escaping infinite calamities into which, without it, the republic must have fallen.

Chapter XXXIV.—That the authority of the Dictator did good and not harm to the Roman Republic: and that it is not those Powers which are given by the free suffrages of the People, but those which ambitious Citizens usurp for themselves, that are pernicious to a State.

10

Those citizens who first devised a dictatorship for Rome have been blamed by certain writers, as though this had been the cause of the tyranny afterwards established there. For these authors allege that the first tyrant of Rome governed it with the title of Dictator, and that, but for the existence of the office, Cæsar could never have cloaked his usurpation under a constitutional name. He who first took up this opinion had not well considered the matter, and his conclusion has been accepted without good ground. For it was not the name nor office of Dictator which brought Rome to servitude, but the influence which certain of her citizens were able to assume from the prolongation of their term of power; so that even had the name of Dictator been wanting in Rome, some other had been found to serve their ends, since power may readily give titles, but not titles power. We find, accordingly, that while the dictatorship was conferred in conformity with public ordinances, and not through personal influence, it was constantly beneficial to the city. For it is the magistracies created and the powers usurped in unconstitutional ways that hurt a republic, not those which conform to ordinary rule; so that in Rome, through the whole period of her history, we never find a dictator who acted otherwise than well for the republic. For which there were the plainest reasons. In the first place, to enable a citizen to work harm and to acquire undue authority, many circumstances must be present which never can be present in a State which is not corrupted. For such a citizen must be exceedingly rich, and must have many retainers and partisans, whom he cannot have where the laws are strictly observed, and who, if he had them, would occasion so much alarm, that the free suffrage of the people would seldom be in his favour. In the second place, the dictator was not created for life, but for a fixed term, and only to meet the emergency for which he was appointed. Power was indeed given him to determine by himself what measures the exigency demanded; to do what he had to do without consultation; and to punish without appeal. But he had no authority to do anything to the prejudice of the State, as it would have been to deprive the senate or the people of their privileges, to subvert the ancient institutions of the city, or introduce new. So that taking into account the brief time for which his office lasted, its limited authority, and the circumstance that the Roman people were still uncorrupted, it was impossible for him to overstep the just limits of his power so as to injure the city; and in fact we find that he was always useful to it.

11

And, in truth, among the institutions of Rome, this of the dictatorship deserves our special admiration, and to be ranked with the chief causes of her greatness; for without some such safeguard a city can hardly pass unharmed through extraordinary dangers. Because as the ordinary institutions of a commonwealth work but slowly, no council and no magistrate having authority to act in everything alone, but in most matters one standing in need of the other, and time being required to reconcile their differences, the remedies which they provide are most dangerous when they have to be applied in cases which do not brook delay. For which reason, every republic ought to have some resource of this nature provided by its constitution; as we find that the Republic of Venice, one of the best of those now existing, has in cases of urgent danger reserved authority to a few of her citizens, if agreed among themselves, to determine without further consultation what course is to be followed. When a republic is not provided with some safeguard such as this, either it must be ruined by observing constitutional forms, or else, to save it, these must be broken through. But in a republic nothing should be left to be effected by irregular methods, because, although for the time the irregularity may be useful, the example will nevertheless be pernicious, as giving rise to a practice of violating the laws for good ends, under colour of which they may afterwards be violated for ends which are not good. For which reason, that can never become a perfect republic wherein every contingency has not been foreseen and provided for by the laws, and the method of dealing with it defined. To sum up, therefore, I say that those republics which cannot in sudden emergencies resort either to a dictator or to some similar authority, will, when the danger is serious, always be undone.

12

We may note, moreover, how prudently the Romans in introducing this new office, contrived the conditions under which it was to be exercised. For perceiving that the appointment of a dictator involved something of humiliation for the consuls, who, from being the heads of the State, were reduced to render obedience like every one else, and anticipating that this might give offence, they determined that the power to appoint should rest with the consuls; thinking that when the occasion came when Rome should have need of this regal authority, they would have the consuls acting willingly and feeling the less aggrieved from the appointment being in their own hands. For those wounds or other injuries which a man inflicts upon himself by choice, and of his own free will, pain him far less than those inflicted by another. Nevertheless, in the later days of the republic the Romans were wont to entrust this power to a consul instead of to a dictator, using the formula, Videat CONSUL ne quid respublica detrimenti capiat.

13

But to return to the matter in hand, I say briefly, that when the neighbours of Rome sought to crush her, they led her to take measures not merely for her readier defence, but such as enabled her to attack them with a stronger force, with better skill, and with an undivided command.

Chapter XXXV.—Why the Creation of the Decemvirate in Rome, although brought about by the free and open Suffrage of the Citizens, was hurtful to the Liberties of that Republic.

14

The fact of those ten citizens who were chosen by the Roman people to make laws for Rome, in time becoming her tyrants and depriving her of her freedom, may seem contrary to what I have said above, namely that it is the authority which is violently usurped, and not that conferred by the free suffrages of the people which is injurious to a republic. Here, however, we have to take into account both the mode in which, and the term for which authority is given. Where authority is unrestricted and is conferred for a long term, meaning by that for a year or more, it is always attended with danger, and its results will be good or bad according as the men are good or bad to whom it is committed. Now when we compare the authority of the Ten with that possessed by the dictator, we see that the power placed in the hands of the former was out of all proportion greater than that entrusted to the latter. For when a dictator was appointed there still remained the tribunes, the consuls, and the senate, all of them invested with authority of which the dictator could not deprive them. For even if he could have taken his consulship from one man, or his status as a senator from another, he could not abolish the senatorial rank nor pass new laws. So that the senate, the consuls, and the tribunes continuing to exist with undiminished authority, were a check upon him and kept him in the right road. But on the creation of the Ten, the opposite of all this took place. For on their appointment, consuls and tribunes were swept away, and express powers were given to the new magistrates to make laws and do whatever else they thought fit, with the entire authority of the whole Roman people. So that finding themselves alone, without consuls or tribunes to control them, and with no appeal against them to the people, and thus there being none to keep a watch upon them, and further being stimulated by the ambition of Appius, in the second year of their office they began to wax insolent.

15

Let it be noted, therefore, that when it is said that authority given by the public vote is never hurtful to any commonwealth, it is assumed that the people will never be led to confer that authority without due limitations, or for other than a reasonable term. Should they, however, either from being deceived or otherwise blinded, be induced to bestow authority imprudently, as the Romans bestowed it on the Ten, it will always fare with them as with the Romans. And this may readily be understood on reflecting what causes operated to keep the dictator good, and what to make the Ten bad, and by observing how those republics which have been accounted well governed, have acted when conferring authority for an extended period, as the Spartans on their kings and the Venetians on their doges; for it will be seen that in both these instances the authority was controlled by checks which made it impossible for it to be abused. But where an uncontrolled authority is given, no security is afforded by the circumstance that the body of the people is not corrupted; for in the briefest possible time absolute authority will make a people corrupt, and obtain for itself friends and partisans. Nor will it be any hindrance to him in whom such authority is vested, that he is poor and without connections, for wealth and every other advantage will quickly follow, as shall be shown more fully when we discuss the appointment of the Ten.

Chapter XXXVI.—That Citizens who have held the higher Offices of a Commonwealth should not disdain the lower.

16

Under the consuls M. Fabius and Cn. Manlius, the Romans had a memorable victory in a battle fought with the Veientines and the Etruscans, in which Q. Fabius, brother of the consul, who had himself been consul the year before, was slain. This event may lead us to remark how well the methods followed by the city of Rome were suited to increase her power, and how great a mistake is made by other republics in departing from them. For, eager as the Romans were in the pursuit of glory, they never esteemed it a dishonour to obey one whom before they had commanded, or to find themselves serving in the ranks of an army which once they had led. This usage, however, is opposed to the ideas, the rules, and the practice which prevail at the present day, as, for instance, in Venice, where the notion still obtains that a citizen who has filled a great office should be ashamed to accept a less; and where the State itself permits him to decline it. This course, assuming it to lend lustre to individual citizens, is plainly to the disadvantage of the community, which has reason to hope more from, and to trust more to, the citizen who descends from a high office to fill a lower, than him who rises from a low office to fill a high one; for in the latter no confidence can reasonably be placed, unless he be seen to have others about him of such credit and worth that it may be hoped their wise counsels and influence will correct his inexperience. But had the usage which prevails in Venice and in other modern commonwealths and kingdoms, prevailed in Rome, whereby he who had once been consul was never afterwards to go with the army except as consul, numberless results must have followed detrimental to the free institutions of that city; as well from the mistakes which the inexperience of new men would have occasioned, as because from their ambition having a freer course, and from their having none near them in whose presence they might fear to do amiss, they would have grown less scrupulous; and in this way the public service must have suffered grave harm.

Chapter XXXVII.—Of the Mischief bred in Rome by the Agrarian Law: and how it is a great source of disorder in a Commonwealth to pass a Law opposed to ancient Usage and with stringent retrospective Effect.

17

It has been said by ancient writers that to be pinched by adversity or pampered by prosperity is the common lot of men, and that in whichever way they are acted upon the result is the same. For when no longer urged to war on one another by necessity, they are urged by ambition, which has such dominion in their hearts that it never leaves them to whatsoever heights they climb. For nature has so ordered it that while they desire everything, it is impossible for them to have everything, and thus their desires being always in excess of their capacity to gratify them, they remain constantly dissatisfied and discontented. And hence the vicissitudes in human affairs. For some seeking to enlarge their possessions, and some to keep what they have got, wars and enmities ensue, from which result the ruin of one country and the growth of another.

18

I am led to these reflections from observing that the commons of Rome were not content to secure themselves against the nobles by the creation of tribunes, a measure to which they were driven by necessity, but after effecting this, forthwith entered upon an ambitious contest with the nobles, seeking to share with them what all men most esteem, namely, their honours and their wealth. Hence was bred that disorder from which sprang the feuds relating to the Agrarian Laws, and which led in the end to the downfall of the Roman republic. And although it should be the object of every well-governed commonwealth to make the State rich and keep individual citizens poor, it must be allowed that in the matter of this law the city of Rome was to blame; whether for having passed it at first in such a shape as to require it to be continually recast; or for having postponed it so long that its retrospective effect was the occasion of tumult; or else, because, although rightly framed at first, it had come in its operation to be perverted. But in whatever way it happened, so it was, that this law was never spoken of in Rome without the whole city being convulsed.

19

The law itself embraced two principal provisions. By one it was enacted that no citizen should possess more than a fixed number of acres of land; by the other that all lands taken from the enemy should be distributed among the whole people. A twofold blow was thus aimed at the nobles; since all who possessed more land than the law allowed, as most of the nobles did, fell to be deprived of it; while by dividing the lands of the enemy among the whole people, the road to wealth was closed. These two grounds of offence being given to a powerful class, to whom it appeared that by resisting the law they did a service to the State, the whole city, as I have said, was thrown into an uproar on the mere mention of its name. The nobles indeed sought to temporize, and to prevail by patience and address; sometimes calling out the army, sometimes opposing another tribune to the one who was promoting the law, and sometimes coming to a compromise by sending a colony into the lands which were to be divided; as was done in the case of the territory of Antium, whither, on a dispute concerning the law having arisen, settlers were sent from Rome, and the land made over to them. In speaking of which colony Titus Livius makes the notable remark, that hardly any one in Rome could be got to take part in it, so much readier were the commons to indulge in covetous schemes at home, than to realize them by leaving it.

20

The ill humour engendered by this contest continued to prevail until the Romans began to carry their arms into the remoter parts of Italy and to countries beyond its shores; after which it seemed for a time to slumber—and this, because the lands held by the enemies of Rome, out of sight of her citizens and too remote to be conveniently cultivated, came to be less desired. Whereupon the Romans grew less eager to punish their enemies by dividing their lands, and were content, when they deprived any city of its territory, to send colonists to occupy it. For causes such as these, the measure remained in abeyance down to the time of the Gracchi; but being by them revived, finally overthrew the liberty of Rome. For as it found the power of its adversaries doubled, such a flame of hatred was kindled between commons and senate, that, regardless of all civil restraints, they resorted to arms and bloodshed. And as the public magistrates were powerless to provide a remedy, each of the two factions having no longer any hopes from them, resolved to do what it could for itself, and to set up a chief for its own protection. On reaching this stage of tumult and disorder, the commons lent their influence to Marius, making him four times consul; whose authority, lasting thus long, and with very brief intervals, became so firmly rooted that he was able to make himself consul other three times. Against this scourge, the nobles, lacking other defence, set themselves to favour Sylla, and placing him at the head of their faction, entered on the civil wars; wherein, after much blood had been spilt, and after many changes of fortune, they got the better of their adversaries. But afterwards, in the time of Cæsar and Pompey, the distemper broke out afresh; for Cæsar heading the Marian party, and Pompey that of Sylla, and war ensuing, the victory remained with Cæsar, who was the first tyrant in Rome; after whose time that city was never again free. Such, therefore, was the beginning and such the end of the Agrarian Law.

21

But since it has elsewhere been said that the struggle between the commons and senate of Rome preserved her liberties, as giving rise to laws favourable to freedom, it might seem that the consequences of the Agrarian Law are opposed to that view. I am not, however, led to alter my opinion on this account; for I maintain that the ambition of the great is so pernicious that unless controlled and counteracted in a variety of ways, it will always reduce a city to speedy ruin. So that if the controversy over the Agrarian Laws took three hundred years to bring Rome to slavery, she would in all likelihood have been brought to slavery in a far shorter time, had not the commons, by means of this law, and by other demands, constantly restrained the ambition of the nobles.

22

We may also learn from this contest how much more men value wealth than honours; for in the matter of honours, the Roman nobles always gave way to the commons without any extraordinary resistance; but when it came to be a question of property, so stubborn were they in its defence, that the commons to effect their ends had to resort to those irregular methods which have been described above. Of which irregularities the prime movers were the Gracchi, whose motives are more to be commended than their measures; since to pass a law with stringent retrospective effect, in order to remove an abuse of long standing in a republic, is an unwise step, and one which, as I have already shown at length, can have no other result than to accelerate the mischief to which the abuse leads; whereas, if you temporize, either the abuse develops more slowly, or else, in course of time, and before it comes to a head, dies out of itself.

Chapter XXXVIII.—That weak Republics are irresolute and undecided; and that the course they may take depends more on Necessity than Choice.

23

A terrible pestilence breaking out in Rome seemed to the Equians and Volscians to offer a fit opportunity for crushing her. The two nations, therefore, assembling a great army, attacked the Latins and Hernicians and laid waste their country. Whereupon the Latins and Hernicians were forced to make their case known to the Romans, and to ask to be defended by them. The Romans, who were sorely afflicted by the pestilence, answered that they must look to their own defence, and with their own forces, since Rome was in no position to succour them.

24

Here we recognize the prudence and magnanimity of the Roman senate, and how at all times, and in all changes of fortune, they assumed the responsibility of determining the course their country should take; and were not ashamed, when necessary, to decide on a course contrary to that which was usual with them, or which they had decided to follow on some other occasion. I say this because on other occasions this same senate had forbidden these nations to defend themselves; and a less prudent assembly might have thought it lowered their credit to withdraw that prohibition. But the Roman senate always took a sound view of things, and always accepted the least hurtful course as the best. So that, although it was distasteful to them not to be able to defend their subjects, and equally distasteful—both for the reasons given, and for others which may be understood—that their subjects should take up arms in their absence, nevertheless knowing that these must have recourse to arms in any case, since the enemy was upon them, they took an honourable course in deciding that what had to be done should be done with their leave, lest men driven to disobey by necessity should come afterwards to disobey from choice. And although this may seem the course which every republic ought reasonably to follow, nevertheless weak and badly-advised republics cannot make up their minds to follow it, not knowing how to do themselves honour in like extremities.

25

After Duke Valentino had taken Faenza and forced Bologna to yield to his terms, desiring to return to Rome through Tuscany, he sent one of his people to Florence to ask leave for himself and his army to pass. A council was held in Florence to consider how this request should be dealt with, but no one was favourable to the leave asked for being granted. Wherein the Roman method was not followed. For as the Duke had a very strong force with him, while the Florentines were so bare of troops that they could not have prevented his passage, it would have been far more for their credit that he should seem to pass with their consent, than that he should pass in spite of them; because, while discredit had to be incurred either way, they would have incurred less by acceding to his demand.

26

But of all courses the worst for a weak State is to be irresolute; for then whatever it does will seem to be done under compulsion, so that if by chance it should do anything well, this will be set down to necessity and not to prudence. Of this I shall cite two other instances happening in our own times, and in our own country. In the year 1500, King Louis of France, after recovering Milan, being desirous to restore Pisa to the Florentines, so as to obtain payment from them of the fifty thousand ducats which they had promised him on the restitution being completed, sent troops to Pisa under M. Beaumont, in whom, though a Frenchman, the Florentines put much trust. Beaumont accordingly took up his position with his forces between Cascina and Pisa, to be in readiness to attack the town. After he had been there for some days making arrangements for the assault, envoys came to him from Pisa offering to surrender their city to the French if a promise were given in the king’s name, not to hand it over to the Florentines until four months had run. This condition was absolutely rejected by the Florentines, and the siege being proceeded with, they were forced to retire with disgrace. Now the proposal of the Pisans was rejected by the Florentines for no other reason than that they distrusted the good faith of the King, into whose hands their weakness obliged them to commit themselves, and did not reflect how much more it was for their interest that, by obtaining entrance into Pisa, he should have it in his power to restore the town to them, or, failing to restore it, should at once disclose his designs, than that remaining outside he should put them off with promises for which they had to pay. It would therefore have been a far better course for the Florentines to have agreed to Beaumont taking possession on whatever terms.

27

This was seen afterwards by experience in the year 1502, when, on the revolt of Arezzo, M. Imbalt was sent by the King of France with French troops to assist the Florentines. For when he got near Arezzo, and began to negotiate with the Aretines, who, like the Pisans, were willing to surrender their town on terms, the acceptance of these terms was strongly disapproved in Florence; which Imbalt learning, and thinking that the Florentines were acting with little sense, he took the entire settlement of conditions into his own hands, and, without consulting the Florentine commissioners, concluded an arrangement to his own satisfaction, in execution of which he entered Arezzo with his army. And he let the Florentines know that he thought them fools and ignorant of the ways of the world; since if they desired to have Arezzo, they could signify their wishes to the King, who would be much better able to give it them when he had his soldiers inside, than when he had them outside the town. Nevertheless, in Florence they never ceased to blame and abuse M. Imbalt, until at last they came to see that if Beaumont had acted in the same way, they would have got possession of Pisa as well as of Arezzo.

28

Applying what has been said to the matter in hand, we find that irresolute republics, unless upon compulsion, never follow wise courses; for wherever there is room for doubt, their weakness will not suffer them to come to any resolve; so that unless their doubts be overcome by some superior force which impels them forward, they remain always in suspense.

Chapter XXXIX.—That often the same Accidents are seen to befall different Nations.

29

Any one comparing the present with the past will soon perceive that in all cities and in all nations there prevail the same desires and passions as always have prevailed; for which reason it should be an easy matter for him who carefully examines past events, to foresee those which are about to happen in any republic, and to apply such remedies as the ancients have used in like cases; or finding none which have been used by them, to strike out new ones, such as they might have used in similar circumstances. But these lessons being neglected or not understood by readers, or, if understood by them, being unknown to rulers, it follows that the same disorders are common to all times.

30

In the year 1494 the Republic of Florence, having lost a portion of its territories, including Pisa and other towns, was forced to make war against those who had taken possession of them, who being powerful, it followed that great sums were spent on these wars to little purpose. This large expenditure had to be met by heavy taxes, which gave occasion to numberless complaints on the part of the people; and inasmuch as the war was conducted by a council of ten citizens, who were styled “the Ten of the War,” the multitude began to regard these with displeasure, as though they were the cause of the war and of the consequent expenditure; and at last persuaded themselves that if they got rid of this magistracy there would be an end to the war. Wherefore when the magistracy of “the Ten” should have been renewed, the people did not renew it, but, suffering it to lapse, entrusted their affairs to the “Signory.” This course was most pernicious, since not only did it fail to put an end to the war, as the people expected it would, but by setting aside men who had conducted it with prudence, led to such mishaps that not Pisa only, but Arezzo also, and many other towns besides were lost to Florence. Whereupon, the people recognizing their mistake, and that the evil was in the disease and not in the physician, reinstated the magistracy of the Ten.

31

Similar dissatisfaction grew up in Rome against the consular authority. For the people seeing one war follow another, and that they were never allowed to rest, when they should have ascribed this to the ambition of neighbouring nations who desired their overthrow, ascribed it to the ambition of the nobles, who, as they believed, being unable to wreak their hatred against them within the city, where they were protected by the power of the tribunes, sought to lead them outside the city, where they were under the authority of the consuls, that they might crush them where they were without help. In which belief they thought it necessary either to get rid of the consuls altogether, or so to restrict their powers as to leave them no authority over the people, either in the city or out of it.

32

The first who attempted to pass a law to this effect was the tribune Terentillus, who proposed that a committee of five should be named to consider and regulate the power of the consuls. This roused the anger of the nobles, to whom it seemed that the greatness of their authority was about to set for ever, and that no part would be left them in the administration of the republic. Such, however, was the obstinacy of the tribunes, that they succeeded in abolishing the consular title, nor were satisfied until, after other changes, it was resolved that, in room of consuls, tribunes should be appointed with consular powers; so much greater was their hatred of the name than of the thing. For a long time matters remained on this footing; till eventually, the commons, discovering their mistake, resumed the appointment of consuls in the same way as the Florentines reverted to “the Ten of the War.”

Chapter XL.—Of the creation of the Decemvirate in Rome, and what therein is to be noted. Wherein among other Matters is shown how the same Causes may lead to the Safety or to the Ruin of a Commonwealth.

33

It being my desire to treat fully of those disorders which arose in Rome on the creation of the decemvirate, I think it not amiss first of all to relate what took place at the time of that creation, and then to discuss those circumstances attending it which seem most to deserve notice. These are numerous, and should be well considered, both by those who would maintain the liberties of a commonwealth and by those who would subvert them. For in the course of our inquiry it will be seen that many mistakes prejudicial to freedom were made by the senate and people, and that many were likewise made by Appius, the chief decemvir, prejudicial to that tyranny which it was his aim to establish in Rome.

34

After much controversy and wrangling between the commons and the nobles as to the framing of new laws by which the freedom of Rome might be better secured, Spurius Posthumius and two other citizens were, by general consent, despatched to Athens to procure copies of the laws which Solon had drawn up for the Athenians, to the end that these might serve as a groundwork for the laws of Rome. On their return, the next step was to depute certain persons to examine these laws and to draft the new code. For which purpose a commission consisting of ten members, among whom was Appius Claudius, a crafty and ambitious citizen, was appointed for a year; and that the commissioners in framing their laws might act without fear or favour, all the other magistracies, and in particular the consulate and tribuneship, were suspended, and the appeal to the people discontinued; so that the decemvirs came to be absolute in Rome. Very soon the whole authority of the commissioners came to be centred in Appius, owing to the favour in which he was held by the commons. For although before he had been regarded as the cruel persecutor of the people, he now showed himself so conciliatory in his bearing that men wondered at the sudden change in his character and disposition.

35

This set of commissioners, then, behaved discreetly, being attended by no more than twelve lictors, walking in front of that decemvir whom the rest put forward as their chief; and though vested with absolute authority, yet when a Roman citizen had to be tried for murder, they cited him before the people and caused him to be judged by them. Their laws they wrote upon ten tables, but before signing them they exposed them publicly, that every one might read and consider them, and if any defect were discovered in them, it might be corrected before they were finally passed. At this juncture Appius caused it to be notified throughout the city that were two other tables added to these ten, the laws would be complete; hoping that under this belief the people would consent to continue the decemvirate for another year. This consent the people willingly gave, partly to prevent the consuls being reinstated, and partly because they thought they could hold their ground without the aid of the tribunes, who, as has already been said, were the judges in criminal cases.

36

On it being resolved to reappoint the decemvirate, all the nobles set to canvass for the office, Appius among the foremost; and such cordiality did he display towards the commons while seeking their votes, that the other candidates, “unable to persuade themselves that so much affability on the part of so proud a man was wholly disinterested,” began to suspect him; but fearing to oppose him openly, sought to circumvent him, by putting him forward, though the youngest of them all, to declare to the people the names of the proposed decemvirs; thinking that he would not venture to name himself, that being an unusual course in Rome, and held discreditable. “But what they meant as a hindrance, he turned to account,” by proposing, to the surprise and displeasure of the whole nobility, his own name first, and then nominating nine others on whose support he thought he could depend.

37

The new appointments, which were to last for a year, having been made, Appius soon let both commons and nobles know the mistake they had committed; for throwing off the mask, he allowed his innate arrogance to appear, and speedily infected his colleagues with the same spirit; who, to overawe the people and the senate, instead of twelve lictors, appointed one hundred and twenty. For a time their measures were directed against high and low alike; but presently they began to intrigue with the senate, and to attack the commons; and if any of the latter, on being harshly used by one decemvir, ventured to appeal to another, he was worse handled on the appeal than in the first instance. The commons, on discovering their error, began in their despair to turn their eyes towards the nobles, “and to look for a breeze of freedom from that very quarter whence fearing slavery they had brought the republic to its present straits.” To the nobles the sufferings of the commons were not displeasing, from the hope “that disgusted with the existing state of affairs, they too might come to desire the restoration of the consuls.”

38

When the year for which the decemvirs were appointed at last came to an end, the two additional tables of the law were ready, but had not yet been published. This was made a pretext by them for prolonging their magistracy, which they took measures to retain by force, gathering round them for this purpose a retinue of young noblemen, whom they enriched with the goods of those citizens whom they had condemned. “Corrupted by which gifts, these youths came to prefer selfish licence to public freedom.”

39

It happened that at this time the Sabines and Volscians began to stir up a war against Rome, and it was during the alarm thereby occasioned that the decemvirs were first made aware how weak was their position. For without the senate they could take no warlike measures, while by assembling the senate they seemed to put an end to their own authority. Nevertheless, being driven to it by necessity, they took this latter course. When the senate met, many of the senators, but particularly Valerius and Horatius, inveighed against the insolence of the decemvirs, whose power would forthwith have been cut short, had not the senate through jealousy of the commons declined to exercise their authority. For they thought that were the decemvirs to lay down office of their own free will, tribunes might not be reappointed. Wherefore they decided for war, and sent forth the armies under command of certain of the decemvirs. But Appius remaining behind to govern the city, it so fell out that he became enamoured of Virginia, and that when he sought to lay violent hands upon her, Virginius, her father, to save her from dishonour, slew her. Thereupon followed tumults in Rome, and mutiny among the soldiers, who, making common cause with the rest of the plebeians, betook themselves to the Sacred Hill, and there remained until the decemvirs laid down their office; when tribunes and consuls being once more appointed, Rome was restored to her ancient freedom.

40

In these events we note, first of all, that the pernicious step of creating this tyranny in Rome was due to the same causes which commonly give rise to tyrannies in cities; namely, the excessive love of the people for liberty, and the passionate eagerness of the nobles to govern. For when they cannot agree to pass some measure favourable to freedom, one faction or the other sets itself to support some one man, and a tyranny at once springs up. Both parties in Rome consented to the creation of the decemvirs, and to their exercising unrestricted powers, from the desire which the one had to put an end to the consular name, and the other to abolish the authority of the tribunes. When, on the appointment of the decemvirate, it seemed to the commons that Appius had become favourable to their cause, and was ready to attack the nobles, they inclined to support him. But when a people is led to commit this error of lending its support to some one man, in order that he may attack those whom it holds in hatred, if he only be prudent he will inevitably become the tyrant of that city. For he will wait until, with the support of the people, he can deal a fatal blow to the nobles, and will never set himself to oppress the people until the nobles have been rooted out. But when that time comes, the people, although they recognize their servitude, will have none to whom they can turn for help.

41

Had this method, which has been followed by all who have successfully established tyrannies in republics, been followed by Appius, his power would have been more stable and lasting; whereas, taking the directly opposite course, he could not have acted more unwisely than he did. For in his eagerness to grasp the tyranny, he made himself obnoxious to those who were in fact conferring it, and who could have maintained him in it; and he destroyed those who were his friends, while he sought friendship from those from whom he could not have it. For although it be the desire of the nobles to tyrannize, that section of them which finds itself outside the tyranny is always hostile to the tyrant, who can never succeed in gaining over the entire body of the nobles by reason of their greed and ambition; for no tyrant can ever have honours or wealth enough to satisfy them all.

42

In abandoning the people, therefore, and siding with the nobles, Appius committed a manifest mistake, as well for the reasons above given, as because to hold a thing by force, he who uses force must needs be stronger than he against whom it is used. Whence it happens that those tyrants who have the mass of the people for their friends and the nobles for their enemies, are more secure than those who have the people for their enemies and the nobles for their friends; because in the former case their authority has the stronger support. For with such support a ruler can maintain himself by the internal strength of his State, as did Nabis, tyrant of Sparta, when attacked by the Romans and by the whole of Greece; for making sure work with the nobles, who were few in number, and having the people on his side, he was able with their assistance to defend himself; which he could not have done had they been against him. But in the case of a city, wherein the tyrant has few friends, its internal strength will not avail him for its defence, and he will have to seek aid from without in one of three shapes. For either he must hire foreign guards to defend his person; or he must arm the peasantry, so that they may play the part which ought to be played by the citizens; or he must league with powerful neighbours for his defence. He who follows these methods and observes them well, may contrive to save himself, though he has the people for his enemy. But Appius could not follow the plan of gaining over the peasantry, since in Rome they and the people were one. And what he might have done he knew not how to do, and so was ruined at the very outset.

43

In creating the decemvirate, therefore, both the senate and the people made grave mistakes. For although, as already explained, when speaking of the dictatorship, it is those magistrates who make themselves, and not those made by the votes of the people, that are hurtful to freedom; nevertheless the people, in creating magistrates ought to take such precautions as will make it difficult for these to become bad. But the Romans when they ought to have set a check on the decemvirs in order to keep them good, dispensed with it, making them the sole magistrates of Rome, and setting aside all others; and this from the excessive desire of the senate to get rid of the tribunes, and of the commons to get rid of the consuls; by which objects both were so blinded as to fall into all the disorders which ensued. For, as King Ferrando was wont to say, men often behave like certain of the smaller birds, which are so intent on the prey to which nature incites them, that they discern not the eagle hovering overhead for their destruction.

44

In this Discourse then the mistakes made by the Roman people in their efforts to preserve their freedom and the mistakes made by Appius in his endeavour to obtain the tyranny, have, as I proposed at the outset, been plainly shown.

Chapter XLI.—That it is unwise to pass at a bound from leniency to severity, or to a haughty bearing from a humble.

45

Among the crafty devices used by Appius to aid him in maintaining his authority, this, of suddenly passing from one character to the other extreme, was of no small prejudice to him. For his fraud in pretending to the commons to be well disposed towards them, was happily contrived; as were also the means he took to bring about the reappointment of the decemvirate. Most skilful, too, was his audacity in nominating himself contrary to the expectation of the nobles, and in proposing colleagues on whom he could depend to carry out his ends. But, as I have said already, it was not happily contrived that, after doing all this, he should suddenly turn round, and from being the friend, reveal himself the enemy of the people; haughty instead of humane; cruel instead of kindly; and make this change so rapidly as to leave himself no shadow of excuse, but compel all to recognize the doubleness of his nature. For he who has once seemed good, should he afterwards choose, for his own ends, to become bad, ought to change by slow degrees, and as opportunity serves; so that before his altered nature strip him of old favour, he may have gained for himself an equal share of new, and thus his influence suffer no diminution. For otherwise, being at once unmasked and friendless, he is undone.

Chapter XLII.—How easily Men become corrupted.

46

In this matter of the decemvirate we may likewise note the ease wherewith men become corrupted, and how completely, although born good and well brought up, they change their nature. For we see how favourably disposed the youths whom Appius gathered round him became towards his tyranny, in return for the trifling benefits which they drew from it; and how Quintus Fabius, one of the second decemvirate and a most worthy man, blinded by a little ambition, and misled by the evil counsels of Appius, abandoning his fair fame, betook himself to most unworthy courses, and grew like his master.

47

Careful consideration of this should make those who frame laws for commonwealths and kingdoms more alive to the necessity of placing restraints on men’s evil appetites, and depriving them of all hope of doing wrong with impunity.

Chapter XLIII.—That Men fighting in their own Cause make good and resolute Soldiers.

48

From what has been touched upon above, we are also led to remark how wide is the difference between an army which, having no ground for discontent, fights in its own cause, and one which, being discontented, fights to satisfy the ambition of others. For whereas the Romans were always victorious under the consuls, under the decemvirs they were always defeated. This helps us to understand why it is that mercenary troops are worthless; namely, that they have no incitement to keep them true to you beyond the pittance which you pay them, which neither is nor can be a sufficient motive for such fidelity and devotion as would make them willing to die in your behalf. But in those armies in which there exists not such an attachment towards him for whom they fight as makes them devoted to his cause, there never will be valour enough to withstand an enemy if only he be a little brave. And since such attachment and devotion cannot be looked for from any save your own subjects, you must, if you would preserve your dominions, or maintain your commonwealth or kingdom, arm the natives of your country; as we see to have been done by all those who have achieved great things in war.

49

Under the decemvirs the ancient valour of the Roman soldiers had in no degree abated; yet, because they were no longer animated by the same good will, they did not exert themselves as they were wont. But so soon as the decemvirate came to an end, and the soldiers began once more to fight as free men, the old spirit was reawakened, and, as a consequence, their enterprises, according to former usage, were brought to a successful close.

Chapter XLIV.—That the Multitude is helpless without a Head: and that we should not with the same breath threaten and ask leave.

50

When Virginia died by her father’s hand, the commons of Rome withdrew under arms to the Sacred Hill. Whereupon the senate sent messengers to demand by what sanction they had deserted their commanders and assembled there in arms. And in such reverence was the authority of the senate held, that the commons, lacking leaders, durst make no reply. “Not,” says Titus Livius, “that they were at a loss what to answer, but because they had none to answer for them;” words which clearly show how helpless a thing is the multitude when without a head.

51

This defect was perceived by Virginius, at whose instance twenty military tribunes were appointed by the commons to be their spokesmen with the senate, and to negotiate terms; who, having asked that Valerius and Horatius might be sent to them, to whom their wishes would be made known, these declined to go until the decemvirs had laid down their office. When this was done, and Valerius and Horatius came to the hill where the commons were assembled, the latter demanded that tribunes of the people should be appointed; that in future there should be an appeal to the people from the magistrates of whatever degree; and that all the decemvirs should be given up to them to be burned alive. Valerius and Horatius approved the first two demands, but rejected the last as inhuman; telling the commons that “they were rushing into that very cruelty which they themselves had condemned in others;” and counselling them to say nothing about the decemvirs, but to be satisfied to regain their own power and authority; since thus the way would be open to them for obtaining every redress.

52

Here we see plainly how foolish and unwise it is to ask a thing and with the same breath to say, “I desire this that I may inflict an injury.” For we should never declare our intention beforehand, but watch for every opportunity to carry it out. So that it is enough to ask another for his weapons, without adding, “With these I purpose to destroy you;” for when once you have secured his weapons, you can use them afterwards as you please.

Chapter XLV.—That it is of evil example, especially in the Maker of a Law, not to observe the Law when made: and that daily to renew acts of injustice in a City is most hurtful to the Governor.

53

Terms having been adjusted, and the old order of things restored in Rome, Virginius cited Appius to defend himself before the people; and on his appearing attended by many of the nobles, ordered him to be led to prison. Whereupon Appius began to cry out and appeal to the people. But Virginius told him that he was unworthy to be allowed that appeal which he had himself done away with, or to have that people whom he had wronged for his protectors. Appius rejoined, that the people should not set at nought that right of appeal which they themselves had insisted on with so much zeal. Nevertheless, he was dragged to prison, and before the day of trial slew himself. Now, though the wicked life of Appius merited every punishment, still it was impolitic to violate the laws, more particularly a law which had only just been passed; for nothing, I think, is of worse example in a republic, than to make a law and not to keep it; and most of all, when he who breaks is he that made it.

54

After the year 1494, the city of Florence reformed its government with the help of the Friar Girolamo Savonarola, whose writings declare his learning, his wisdom, and the excellence of his heart. Among other ordinances for the safety of the citizens, he caused a law to be passed, allowing an appeal to the people from the sentences pronounced by “the Eight” and by the “Signory” in trials for State offences; a law he had long contended for, and carried at last with great difficulty. It so happened that a very short time after it was passed, five citizens were condemned to death by the “Signory” for State offences, and that when they sought to appeal to the people they were not permitted to do so, and the law was violated. This, more than any other mischance, helped to lessen the credit of the Friar; since if his law of appeal was salutary, he should have caused it to be observed; if useless, he ought not to have promoted it. And his inconsistency was the more remarked, because in all the sermons which he preached after the law was broken, he never either blamed or excused the person who had broken it, as though unwilling to condemn, while unable to justify what suited his purposes. This, as betraying the ambitious and partial turn of his mind, took from his reputation and exposed him to much obloquy.

55

Another thing which greatly hurts a government is to keep alive bitter feelings in men’s minds by often renewed attacks on individuals, as was done in Rome after the decemvirate was put an end to. For each of the decemvirs, and other citizens besides, were at different times accused and condemned, so that the greatest alarm was spread through the whole body of the nobles, who came to believe that these prosecutions would never cease until their entire order was exterminated. And this must have led to grave mischief had not Marcus Duilius the tribune provided against it, by an edict which forbade every one, for the period of a year, citing or accusing any Roman citizen, an ordinance which had the effect of reassuring the whole nobility. Here we see how hurtful it is for a prince or commonwealth to keep the minds of their subjects in constant alarm and suspense by continually renewed punishments and violence. And, in truth, no course can be more pernicious. For men who are in fear for their safety will seize on every opportunity for securing themselves against the dangers which surround them, and will grow at once more daring, and less scrupulous in resorting to new courses. For these reasons we should either altogether avoid inflicting injury, or should inflict every injury at a stroke, and then seek to reassure men’s minds and suffer them to settle down and rest.